Compliance

January 14, 2025

Blog Compliance

Overview of SEBI LODR and Recent Amendments

The Securities and Exchange Board of India (SEBI) introduced the Listing Obligations and Disclosure Requirements (LODR) Regulations in 2015 to

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24

Dec

December 24, 2024

Blog Compliance

Appeal Process with GST Apellate Tribunals

If one wishes to appeal against such an order, they have three months to do so, and this can be

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20

Dec

December 20, 2024

Blog Compliance

Powers of the GST Appellate Tribunal

When it comes to tax disputes and appeals under GST, the procedures followed by the Appellate Tribunal have their own

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12

Dec

December 12, 2024

Blog Compliance

Difference between CESTAT vs GSTAT

When disposing of any proceeding, the appellate tribunal is not bound by the procedures laid down under CPC. The Code

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11

Dec

December 11, 2024

Blog Compliance

RBI Direction on Compliances for NBFCs

Over the past year, it has been noticed that RBI and MCA are focused on anti-money laundering (AML) and risk

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6

Dec

December 6, 2024

Blog Compliance

Understanding the Role of Compliance Tools in NBFC Governance Oversight

In the evolving landscape of financial governance, compliance management tools have become indispensable for ensuring robust governance and adherence to

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5

Dec

December 5, 2024

Blog Compliance

Constitution of the GST Appellate Tribunal (GSTAT)

The hearing of appeals by GSTAT, the refined version of the former SE tribunal, is a crucial process involving the

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29

Nov

November 29, 2024

Blog Compliance

Recent RBI Penalties: Lessons for NBFC

Non-banking financial companies (NBFCs) are now facing increased regulatory scrutiny, similar to banks. Recent incidents highlight the importance of robust

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27

Nov