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Corporate Laws Central Ministry of Finance Securities and Exchange Board of India Act, 1992

Submission of Vulnerability Assessment and Penetration Test (VAPT) Report and / or Action Taken Report (ATR) / Compliance Report

12-Sep-2024 | NSE/INSP/63908

NSE has issued a circular, in reference to SEBI Circular regarding Submission of Vulnerability Assessment and Penetration Test (VAPT) report and/or VAPT compliance report through member portal by all members, effective from 12.09.2024. Key highlights: 1. Trading members shall carry out VAPT which inter-alia include all critical applications (trading, back office & related activities) and infrastructure components like Servers, Networking systems, Security devices, load balancers pertaining to the activities done as Stock Brokers. 2. The broad area / scope (not limited to) for conduct of VAPT shall also include the following activities:- a) Grey Box assessment of web applications, mobile applications, APIs and thick client applications b) Authenticated (wherever possible) Vulnerability Assessment of infrastructure (operating systems, databases & middleware, end point devices, network devices, security devices, cloud) c) External Penetration Testing of all public facing URLs / IPs d) Review of network architecture of critical infrastructure e) Firewall rule review 6. Configuration audit of infrastructure (operating systems, databases and middleware, end point devices, network devices, security devices, cloud) f) Wireless penetration testing Refer to the attached circular for more information.

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