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Corporate Laws Central Ministry of Finance Securities and Exchange Board of India Act, 1992

Periodic reporting format for Investment Advisers

07-May-2024 | SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2024/38

SEBI has issued a circular on Periodic reporting format for Investment Advisers (IAs).

By virtue of the circular, a standardized periodic reporting format for submission of information by IAs pertaining to their activities on periodic basis has been prepared. The periodic reporting format shall be as per Annexure I.

IAs shall submit periodic report for half-yearly periods ending on September 30 and March 31 of every financial year. The timelines for submission of periodic reports by IAs shall be as under:

1. IAs shall submit the periodic report for the half-yearly period ending on March 31, 2024 to Investment Adviser Administration and Supervisory Body (IAASB) within a period of fifteen days from the date of issuance of
circular by IAASB.
2. For the subsequent half-yearly periods, IAs shall submit periodic reports within seven working days from the end of the half-yearly period for which details are to be furnished.

For more details, please refer the attachment.

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