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Corporate Laws Central Ministry of Finance Securities and Exchange Board of India Act, 1992

NSE - Monitoring corrective actions taken by the Trading Members pursuant to Inspection by SEBI

24-Jun-2025 | NSE/INSP/68731

NSE has issued a circular regarding Monitoring corrective actions taken by the Trading Members pursuant to Inspection by SEBI effective from 1st July 2025. By virtue of this, it has been informed that the Trading Members are required to take all the necessary corrective actions as directed by SEBI for non-compliance(s) reported during the inspection and submit the compliance status report to the Assigned Stock Exchange in the format specified within prescribed timelines. Further, the Exchange-empaneled internal auditor shall check the veracity of the said Compliance Status Report and submit a certificate certifying the corrective actions taken by the trading member in the format specified. The Format for submission of compliance status on corrective actions and auditor's certificate for certifying compliance status on corrective actions has been annexed to the document. Kindly refer to the attached document for more information.

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