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Corporate Laws Central Ministry of Finance Securities and Exchange Board of India Act, 1992

CDSL- Submission of Report on Internal Audit of Registrar and Transfer Agent

07-Apr-2026 | CDSL/AUDIT/RTA/POLCY/2026/105

CDSL has issued a communique on the Submission of the report on the Internal Audit of Registrar and Transfer Agent (RTA).

Through this communique, the RTAs have to submit a report on Internal Audit for the half year ended 31st March 2026 by 15th May 2026. The submission of IAR should be online as per the procedure prescribed in the Communique CDSL/A, I&C/RTA/POLCY/2018/22 dated March 20, 2018. A physically submitted IAR report will not be accepted and shall be considered as a non-submission.

Issuer / RTAs to adhere strictly to the timelines for submitting the Internal Audit Report (IAR). Issuer / RTAs to note that failure to submit the IAR on or before the due date will result in penalties as per Operating Instructions.

RTAs activated during the half-year ended 31st March 2026 should submit the internal audit report pertaining to the period from the date of activation till the end of the half-year.

Kindly refer to the attached document for more information.

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